UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
FABRINET
(Exact name of the registrant as specified in its charter)
| Cayman Islands | 001-34775 | Not applicable | ||
| (State of other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
c/o Intertrust Corporate Services (Cayman) Limited
190 Elgin Avenue
George Town
Grand Cayman
KY1-9005
Cayman Islands
(Address of principal executive offices)
Toh-Seng Ng
Chief Financial Officer
66-81-948-1663
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
Section 1 - Conflict Minerals Disclosure
| Item 1.01 | Conflict Minerals Disclosure and Report |
A copy of the Conflict Minerals Report of Fabrinet (“Fabrinet” or the “Company”) is filed as Exhibit 1.01 hereto and is publicly available at http://fabrinet.com/services/supply-chain.
The full text of Fabrinet’s Conflict Minerals Sourcing Policy is publicly available at http://fabrinet.com/services/supply-chain.
Any websites referenced in this Form SD and the information accessible through them are not incorporated in this Form SD.
| Item 1.02 | Exhibit |
The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 2 - Exhibits
| Item 2.01 | Exhibits |
| Exhibit |
Description | |
| 1.01 | Fabrinet Conflict Minerals Report for Calendar Year 2016 | |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
FABRINET
(Registrant)
| By: | /s/ Toh-Seng Ng |
May 31, 2017 | ||||||
| Toh-Seng Ng | (Date) | |||||||
| Executive Vice President, Chief Financial Officer |
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Exhibit 1.01
FABRINET
CONFLICT MINERALS REPORT
YEAR ENDED DECEMBER 31, 2016
| I. | Introduction |
We provide advanced optical packaging and precision optical, electro-mechanical and electronic manufacturing services to original equipment manufacturers (OEMs) of complex products, such as optical communication components, modules and sub-systems, industrial lasers and sensors. We offer a broad range of advanced optical and electro-mechanical capabilities across the entire manufacturing process, including process design and engineering, supply chain management, manufacturing, advanced packaging, integration, final assembly and test. Certain products that we manufacture for our customers contain materials or components that use tin, tantalum, tungsten and/or gold (“3TG”). Due to the depth of the supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores; the efforts undertaken to identify the country(ies) or origin of those ores reflect our circumstances and position in the supply chain. The amount of information available globally on the traceability and sourcing of these ores is limited at this time; this situation is not unique to us. We have taken steps we believe to be reasonable under the circumstances to identify the applicable smelters and refiners of such 3TG metals in our supply chain; however, we believe that the smelters and refiners of the 3TG contained in the products we manufacture for our customers are best situated to identify the sources and countries of origin of the 3TG.
We do not directly manufacture products but “contract to manufacture” branded and generic products containing 3TG on behalf of our customers. Our due diligence efforts were undertaken on the exclusive and/or privately-branded products sourced directly by, and manufactured for, us in 2016.
| II. | Reasonable Country of Origin Inquiry (RCOI) |
Direct suppliers were asked to provide answers to the Electronic Industry Citizenship Coalition (EICC) / Global e-Sustainability Initiative (GeSI) Conflict Minerals Common Reporting Template reflecting Fabrinet’s position on the supply chain (the “EICC Template”). The EICC Template includes questions regarding a direct supplier’s conflict-free policy, its due diligence process, and information about its supply chain such as the names and locations of smelters and refiners and the origin of 3TG used by those facilities. The EICC Template is regarded as the most common reporting tool for conflict minerals content and sourcing information worldwide, developed by several of the world’s leading consumer electronics companies.
Utilizing a third-party service provider to assist with our RCOI, our service provider reviewed the responses received to the questionnaires for completeness and consistency of answers. Suppliers were required to provide corrections and clarifications where needed. Our service provider also performed smelter/refiner validation based on the names of smelter/refiner. Based on the RCOI, we do not have sufficient information from our direct suppliers to determine the sources of the necessary 3TG contained in the products we manufacture for our customers.
1
We believe our RCOI process was reasonably designed and performed in good faith, but there are inherent limitations in the information provided to us by third parties, including the possibility of information being inaccurate, incomplete or falsified despite our efforts to validate and confirm the information.
| III. | Due Diligence Program |
We designed our overall conflict minerals procedures based on, and in conformity with the five-step framework of set forth in the Second Edition of the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. We implemented appropriate elements of the five-step framework as were reasonably applied to our circumstances and position in the supply chain as a “downstream” company with little to no direct influence on smelters/refiners. The five step framework consists of:
(1) Establish strong company management systems:
| • | We adopted and published our Conflict Minerals Sourcing Policy, a copy of which is publicly available on our website at http://fabrinet.com/services/supply-chain. |
| • | We created a conflict minerals task force led by our supply chain management organization to implement our Conflict Minerals Sourcing Policy. |
| • | We communicated our Conflict Minerals Sourcing Policy to our direct suppliers. |
| • | We have conducted awareness sessions concerning the commitments and requirements expected of our suppliers. |
(2) Identify and assess risks in the supply chain:
| • | We identified direct suppliers that supply product or material that may contain conflict minerals. |
| • | We engaged a third-party service provider to perform the RCOI as follows: |
| • | conducted supplier surveys using the EICC Template |
| • | reviewed responses to the EICC Template for completeness and consistency of answers. Suppliers were required to provide corrections and clarifications where needed. |
| • | compared smelters and refiners identified by suppliers to the Conflict-Free Sourcing Initiative’s (“CFSI”) list of validated conflict free facilities for initial risk screening. |
(3) Design and implement a strategy to respond to identified risks:
| • | We reported to senior management on direct suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts (where applicable). |
| • | Using a third party service, we compared smelters and refiners identified by suppliers to the CFSI lists of validated conflict free and verified facilities and the U.S. Department of Commerce “Reporting Requirements Under Section 1502(d)(3)(C) of the Dodd-Frank Act World-Wide Conflict Mineral Processing Facilities” (https://www.nema.org/Policy/Documents/Commerce%20Department%20Report%20on%20Minerals%20Processing%20Facilities.pdf) and conducted our own supplemental research on smelters and refiners. |
| • | We developed a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts. |
2
(4) Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain:
| • | We do not perform or direct audits of 3TG smelters or refiners. We rely on audits conducted by third parties through our membership in the EICC supplier self-disclosures of certification status, and our policy and procurement practices that encourage suppliers to purchase materials from audited smelters and refiners. |
(5) Report on supply chain due diligence:
| • | We communicated our Conflict Minerals Report on our company website at http://fabrinet.com/services/supply-chain. |
| IV. | Product Determination |
We received inconclusive data from our direct suppliers, and our material source information is still developing. Therefore, we are unable to make a definitive determination about the sources of 3TG in the products we manufacture for our customers. At the same time, we received no information from our direct suppliers indicating that the 3TG in our Covered Products (as defined below) directly or indirectly financed or benefitted armed groups in the Democratic Republic of the Congo and the adjoining countries of Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia. Some suppliers disclosed to us that scrap/recycled sources of 3TG were identified in their supply chains and did not require due diligence.
| V. | Product Description |
Our customer base includes companies in complex industries that require advanced precision manufacturing capabilities, such as optical communications, industrial lasers and sensors. The products that we manufacture for our OEM customers include: selective switching products; tunable transponders and transceivers; active optical cables; solid state, diode-pumped, gas and fiber lasers; and sensors (collectively, the “Covered Products”).
We identified the following smelters and refiners that have achieved Conflict Free designation by the CFSI or an audit program with which CFSI has mutual recognition, are actively in the process of obtaining the designations, or for which we independently obtained country of origin information. We were unable to definitively link the identified smelters and refiners to only those products and materials in our supply chain; therefore, the following list likely contains more processing facilities than are actually in our supply chain or Covered Products.
| Metal |
Verified Refiners | |
| Gold |
Bangalore Refinery | |
| Gold |
Modeltech Sdn Bhd | |
| Gold |
Universal Precious Metals Refining Zambia | |
| Gold |
Sai Refinery | |
| Gold |
Gujarat Gold Centre | |
| Gold |
AURA-II |
3
| Metal |
Verified Refiners | |
| Gold |
AU Traders and Refiners | |
| Gold |
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | |
| Gold |
WIELAND Edelmetalle GmbH | |
| Gold |
SAXONIA Edelmetalle GmbH | |
| Gold |
SAAMP | |
| Gold |
Abington Reldan Metals, LLC | |
| Gold |
TOO Tau-Ken-Altyn | |
| Gold |
Korea Zinc Co., Ltd. | |
| Gold |
Remondis Argentia B.V. | |
| Gold |
T.C.A S.p.A | |
| Gold |
Emirates Gold DMCC | |
| Gold |
Al Etihad Gold Refinery DMCC | |
| Gold |
Singway Technology Co., Ltd. | |
| Gold |
KGHM Polska Miedź Spółka Akcyjna | |
| Gold |
Republic Metals Corporation | |
| Gold |
MMTC-PAMP India Pvt., Ltd. | |
| Gold |
Geib Refining Corporation | |
| Gold |
Umicore Precious Metals Thailand | |
| Gold |
Guangdong Jinding Gold Limited | |
| Gold |
Safina a.s. | |
| Gold |
Morris and Watson | |
| Gold |
Zijin Mining Group Co., Ltd. Gold Refinery | |
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | |
| Gold |
Yokohama Metal Co., Ltd. | |
| Gold |
YAMAMOTO PRECIOUS METAL CO., LTD. | |
| Gold |
Western Australian Mint trading as The Perth Mint | |
| Gold |
Valcambi S.A. | |
| Gold |
United Precious Metal Refining, Inc. | |
| Gold |
Umicore S.A. Business Unit Precious Metals Refining | |
| Gold |
Umicore Brasil Ltda. | |
| Gold |
Torecom | |
| Gold |
Tongling Nonferrous Metals Group Co., Ltd. | |
| Gold |
Tokuriki Honten Co., Ltd. | |
| Gold |
The Refinery of Shandong Gold Mining Co., Ltd. | |
| Gold |
Great Wall Precious Metals Co., Ltd. of CBPM | |
| Gold |
Tanaka Kikinzoku Kogyo K.K. | |
| Gold |
Sumitomo Metal Mining Co., Ltd. | |
| Gold |
Solar Applied Materials Technology Corp. | |
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals | |
| Gold |
So Accurate Group, Inc. | |
| Gold |
Sichuan Tianze Precious Metals Co., Ltd. | |
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | |
| Gold |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. | |
| Gold |
SEMPSA Joyería Platería S.A. | |
| Gold |
Schone Edelmetaal B.V. | |
| Gold |
SAMWON METALS Corp. | |
| Gold |
Samduck Precious Metals | |
| Gold |
Sabin Metal Corp. |
4
| Metal |
Verified Refiners | |
| Gold |
Royal Canadian Mint | |
| Gold |
Rand Refinery (Pty) Ltd. | |
| Gold |
PX Précinox S.A. | |
| Gold |
PT Aneka Tambang (Persero) Tbk | |
| Gold |
Prioksky Plant of Non-Ferrous Metals | |
| Gold |
Penglai Penggang Gold Industry Co., Ltd. | |
| Gold |
PAMP S.A. | |
| Gold |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | |
| Gold |
Ohura Precious Metal Industry Co., Ltd. | |
| Gold |
Elemetal Refining, LLC | |
| Gold |
Nihon Material Co., Ltd. | |
| Gold |
Navoi Mining and Metallurgical Combinat | |
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.Ş. | |
| Gold |
Moscow Special Alloys Processing Plant | |
| Gold |
Mitsui Mining and Smelting Co., Ltd. | |
| Gold |
Mitsubishi Materials Corporation | |
| Gold |
Metalúrgica Met-Mex Peñoles S.A. De C.V. | |
| Gold |
Metalor USA Refining Corporation | |
| Gold |
Metalor Technologies S.A. | |
| Gold |
Metalor Technologies (Singapore) Pte., Ltd. | |
| Gold |
Metalor Technologies (Hong Kong) Ltd. | |
| Gold |
Metalor Technologies (Suzhou) Ltd. | |
| Gold |
Matsuda Sangyo Co., Ltd. | |
| Gold |
Materion | |
| Gold |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | |
| Gold |
LS-NIKKO Copper Inc. | |
| Gold |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. | |
| Gold |
Lingbao Gold Co., Ltd. | |
| Gold |
L’azurde Company For Jewelry | |
| Gold |
Kyrgyzaltyn JSC | |
| Gold |
Kojima Chemicals Co., Ltd. | |
| Gold |
Kennecott Utah Copper LLC | |
| Gold |
Kazzinc | |
| Gold |
Kazakhmys Smelting LLC | |
| Gold |
JX Nippon Mining & Metals Co., Ltd. | |
| Gold |
JSC Uralelectromed | |
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | |
| Gold |
Asahi Refining Canada Ltd. | |
| Gold |
Asahi Refining USA Inc. | |
| Gold |
Jiangxi Copper Co., Ltd. | |
| Gold |
Japan Mint | |
| Gold |
Istanbul Gold Refinery | |
| Gold |
Ishifuku Metal Industry Co., Ltd. | |
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | |
| Gold |
HwaSeong CJ Co., Ltd. | |
| Gold |
Hunan Chenzhou Mining Co., Ltd. | |
| Gold |
Heraeus Precious Metals GmbH & Co. KG | |
| Gold |
Heraeus Ltd. Hong Kong |
5
| Metal |
Verified Refiners | |
| Gold |
Heimerle + Meule GmbH | |
| Gold |
Hangzhou Fuchunjiang Smelting Co., Ltd. | |
| Gold |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. | |
| Gold |
Gansu Seemine Material Hi-Tech Co., Ltd. | |
| Gold |
OJSC Novosibirsk Refinery | |
| Gold |
Eco-System Recycling Co., Ltd. | |
| Gold |
Dowa | |
| Gold |
DODUCO GmbH | |
| Gold |
DSC (Do Sung Corporation) | |
| Gold |
Daye Non-Ferrous Metals Mining Ltd. | |
| Gold |
Daejin Indus Co., Ltd. | |
| Gold |
Chugai Mining | |
| Gold |
Chimet S.p.A. | |
| Gold |
Yunnan Copper Industry Co., Ltd. | |
| Gold |
Cendres + Métaux S.A. | |
| Gold |
CCR Refinery—Glencore Canada Corporation | |
| Gold |
Caridad | |
| Gold |
C. Hafner GmbH + Co. KG | |
| Gold |
Boliden AB | |
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | |
| Gold |
Aurubis AG | |
| Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | |
| Gold |
Asaka Riken Co., Ltd. | |
| Gold |
Asahi Pretec Corp. | |
| Gold |
Argor-Heraeus S.A. | |
| Gold |
AngloGold Ashanti Córrego do Sítio Mineração | |
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | |
| Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | |
| Gold |
Aida Chemical Industries Co., Ltd. | |
| Gold |
Advanced Chemical Company | |
| Gold |
Baiyin Nonferrous Group Co.,Ltd | |
| Gold |
Bauer Walser AG | |
| Gold |
China Nonferrous Metal Mining (Group) Co., Ltd. (CNMC) | |
| Gold |
Heesung Group | |
| Gold |
Henan Yuguang Gold & Lead Co., Ltd. | |
| Gold |
Philippine Associated Smelting and Refining Corporation | |
| Gold |
Sen Silver | |
| Gold |
Shandong Humon Smelting Co., Ltd. | |
| Gold |
Shandong Yanggu Xiangguang Co. Ltd. | |
| Gold |
Shenzhen Zhonghenglong Real Industry Co.,Ltd. | |
| Gold |
Sino-platinum Metals CO.,Ltd | |
| Gold |
Super Dragon Technology Co., Ltd. | |
| Gold |
Tanaka Kikinzoku Kogyo K.K. | |
| Tantalum |
Power Resources Ltd. | |
| Tantalum |
Jiangxi Tuohong New Raw Material | |
| Tantalum |
Resind Indústria e Comércio Ltda. | |
| Tantalum |
E.S.R. Electronics | |
| Tantalum |
Tranzact, Inc. |
6
| Metal |
Verified Refiners | |
| Tantalum |
KEMET Blue Powder | |
| Tantalum |
Global Advanced Metals Aizu | |
| Tantalum |
Global Advanced Metals Boyertown | |
| Tantalum |
Plansee SE Reutte | |
| Tantalum |
H.C. Starck Smelting GmbH & Co. KG | |
| Tantalum |
H.C. Starck Ltd. | |
| Tantalum |
H.C. Starck Inc. | |
| Tantalum |
H.C. Starck Hermsdorf GmbH | |
| Tantalum |
H.C. Starck GmbH Laufenburg | |
| Tantalum |
H.C. Starck GmbH Goslar | |
| Tantalum |
H.C. Starck Co., Ltd. | |
| Tantalum |
Plansee SE Liezen | |
| Tantalum |
KEMET Blue Metals | |
| Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | |
| Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. | |
| Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | |
| Tantalum |
FIR Metals & Resource Ltd. | |
| Tantalum |
D Block Metals, LLC | |
| Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. | |
| Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd. | |
| Tantalum |
Zhuzhou Cemented Carbide Group Co., Ltd. | |
| Tantalum |
Ulba Metallurgical Plant JSC | |
| Tantalum |
Telex Metals | |
| Tantalum |
Taki Chemical Co., Ltd. | |
| Tantalum |
Solikamsk Magnesium Works OAO | |
| Tantalum |
RFH Tantalum Smeltry Co., Ltd. | |
| Tantalum |
QuantumClean | |
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. | |
| Tantalum |
Molycorp Silmet A.S. | |
| Tantalum |
Mitsui Mining and Smelting Co., Ltd. | |
| Tantalum |
Mineração Taboca S.A. | |
| Tantalum |
Metallurgical Products India Pvt., Ltd. | |
| Tantalum |
LSM Brasil S.A. | |
| Tantalum |
King-Tan Tantalum Industry Ltd. | |
| Tantalum |
Jiujiang Tanbre Co., Ltd. | |
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | |
| Tantalum |
Hi-Temp Specialty Metals, Inc. | |
| Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. | |
| Tantalum |
F&X Electro-Materials Ltd. | |
| Tantalum |
Exotech Inc. | |
| Tantalum |
Duoluoshan | |
| Tantalum |
Conghua Tantalum and Niobium Smeltry | |
| Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | |
| Tantalum |
Global Tungsten & Powders Corp. | |
| Tin |
PT Lautan Harmonis Sejahtera | |
| Tin |
Gejiu Jinye Mineral Company | |
| Tin |
Modeltech Sdn Bhd | |
| Tin |
Guanyang Guida Nonferrous Metal Smelting Plant |
7
| Metal |
Verified Refiners | |
| Tin |
Gejiu Fengming Metallurgy Chemical Plant | |
| Tin |
HuiChang Hill Tin Industry Co., Ltd. | |
| Tin |
PT Menara Cipta Mulia | |
| Tin |
PT Kijang Jaya Mandiri | |
| Tin |
An Thai Minerals Co., Ltd. | |
| Tin |
PT Sukses Inti Makmur | |
| Tin |
PT Bangka Prima Tin | |
| Tin |
Elmet S.L.U. | |
| Tin |
Metallo-Chimique N.V. | |
| Tin |
PT O.M. Indonesia | |
| Tin |
Resind Indústria e Comércio Ltda. | |
| Tin |
An Vinh Joint Stock Mineral Processing Company | |
| Tin |
PT Cipta Persada Mulia | |
| Tin |
CV Tiga Sekawan | |
| Tin |
CV Dua Sekawan | |
| Tin |
Tuyen Quang Non-Ferrous Metals Joint Stock Company | |
| Tin |
Nghe Tinh Non-Ferrous Metals Joint Stock Company | |
| Tin |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | |
| Tin |
CV Ayi Jaya | |
| Tin |
PT Inti Stania Prima | |
| Tin |
O.M. Manufacturing Philippines, Inc. | |
| Tin |
Phoenix Metal Ltd. | |
| Tin |
PT ATD Makmur Mandiri Jaya | |
| Tin |
Melt Metais e Ligas S.A. | |
| Tin |
PT Wahana Perkit Jaya | |
| Tin |
PT Tirus Putra Mandiri | |
| Tin |
Magnu’s Minerais Metais e Ligas Ltda. | |
| Tin |
CV Venus Inti Perkasa | |
| Tin |
Yunnan Tin Company Limited | |
| Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | |
| Tin |
White Solder Metalurgia e Mineração Ltda. | |
| Tin |
VQB Mineral and Trading Group JSC | |
| Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | |
| Tin |
Thaisarco | |
| Tin |
Soft Metais Ltda. | |
| Tin |
Rui Da Hung | |
| Tin |
PT Tommy Utama | |
| Tin |
PT Tinindo Inter Nusa | |
| Tin |
PT Timah (Persero) Tbk Mentok | |
| Tin |
PT Timah (Persero) Tbk Kundur | |
| Tin |
PT Sumber Jaya Indah | |
| Tin |
PT Stanindo Inti Perkasa | |
| Tin |
PT Sariwiguna Binasentosa | |
| Tin |
PT REFINED BANGKA TIN | |
| Tin |
PT Prima Timah Utama | |
| Tin |
PT Panca Mega Persada | |
| Tin |
PT Mitra Stania Prima |
8
| Metal |
Verified Refiners | |
| Tin |
PT Karimun Mining | |
| Tin |
PT Eunindo Usaha Mandiri | |
| Tin |
PT DS Jaya Abadi | |
| Tin |
PT Bukit Timah | |
| Tin |
PT Belitung Industri Sejahtera | |
| Tin |
PT Bangka Tin Industry | |
| Tin |
PT Babel Inti Perkasa | |
| Tin |
PT Artha Cipta Langgeng | |
| Tin |
Operaciones Metalurgical S.A. | |
| Tin |
O.M. Manufacturing (Thailand) Co., Ltd. | |
| Tin |
Nankang Nanshan Tin Manufactory Co., Ltd. | |
| Tin |
Mitsubishi Materials Corporation | |
| Tin |
Minsur | |
| Tin |
Mineração Taboca S.A. | |
| Tin |
Metallic Resources, Inc. | |
| Tin |
Malaysia Smelting Corporation (MSC) | |
| Tin |
China Tin Group Co., Ltd. | |
| Tin |
Gejiu Kai Meng Industry and Trade LLC | |
| Tin |
Huichang Jinshunda Tin Co., Ltd. | |
| Tin |
Gejiu Zili Mining And Metallurgy Co., Ltd. | |
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | |
| Tin |
Fenix Metals | |
| Tin |
Estanho de Rondônia S.A. | |
| Tin |
EM Vinto | |
| Tin |
Dowa | |
| Tin |
CV United Smelting | |
| Tin |
CV Serumpun Sebalai | |
| Tin |
PT Aries Kencana Sejahtera | |
| Tin |
PT Justindo | |
| Tin |
CV Gita Pesona | |
| Tin |
Cooperativa Metalurgica de Rondônia Ltda. | |
| Tin |
Alpha | |
| Tin |
CNMC (Guangxi) PGMA Co., Ltd. | |
| Tin |
Jiangxi Ketai Advanced Material Co., Ltd. | |
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | |
| Tin |
DingNan JiaWang HuanBao Co. LTD | |
| Tin |
Galloo N.V. | |
| Tin |
Global Advanced Metals | |
| Tin |
GuangDong Jiatian Stannum Products Co., Ltd | |
| Tin |
Guangxi Zhongshan Gold Bell Smelting Corp. Ltd | |
| Tin |
Hunan Xianghualing Tin Co. ltd | |
| Tin |
Jin yi group | |
| Tin |
JX Nippon Mining & Metals Co., Ltd. | |
| Tin |
Materials Eco-Refining CO.,LTD | |
| Tin |
Metahub Industries Sdn. Bhd. | |
| Tin |
Super Ligas | |
| Tungsten |
Moliren Ltd | |
| Tungsten |
Woltech Korea Co., Ltd. |
9
| Metal |
Verified Refiners | |
| Tungsten |
ACL Metais Eireli | |
| Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | |
| Tungsten |
Philippine Chuangxin Industrial Co., Inc. | |
| Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City | |
| Tungsten |
Unecha Refractory metals plant | |
| Tungsten |
Hydrometallurg, JSC | |
| Tungsten |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. | |
| Tungsten |
Niagara Refining LLC | |
| Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | |
| Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | |
| Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | |
| Tungsten |
H.C. Starck Smelting GmbH & Co.KG | |
| Tungsten |
H.C. Starck GmbH | |
| Tungsten |
Ganzhou Yatai Tungsten Co., Ltd. | |
| Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | |
| Tungsten |
Dayu Jincheng Tungsten Industry Co., Ltd. | |
| Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | |
| Tungsten |
Asia Tungsten Products Vietnam Ltd. | |
| Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. | |
| Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. | |
| Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. | |
| Tungsten |
Malipo Haiyu Tungsten Co., Ltd. | |
| Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | |
| Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | |
| Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. | |
| Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | |
| Tungsten |
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | |
| Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. | |
| Tungsten |
Xiamen Tungsten Co., Ltd. | |
| Tungsten |
Wolfram Bergbau und Hütten AG | |
| Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. | |
| Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. | |
| Tungsten |
Kennametal Fallon | |
| Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. | |
| Tungsten |
Japan New Metals Co., Ltd. | |
| Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. | |
| Tungsten |
Hunan Chenzhou Mining Co., Ltd. | |
| Tungsten |
Global Tungsten & Powders Corp. | |
| Tungsten |
Fujian Jinxin Tungsten Co., Ltd. | |
| Tungsten |
Dayu Weiliang Tungsten Co., Ltd. | |
| Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. | |
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. | |
| Tungsten |
Kennametal Huntsville | |
| Tungsten |
A.L.M.T. TUNGSTEN Corp. | |
| Tungsten |
Ganzhou Haichuang W Co., Ltd | |
| Tungsten |
Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd. |
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| VI. | Countries of Origin Identified |
Australia, Austria, Belgium, Bolivia, Brazil, Canada, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Korea (Republic of), Kyrgyzstan, Macedonia, Malaysia, Mexico, Netherlands, New Zealand, Peru, Philippines, Poland, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Arab Emirates, United States, Uzbekistan, Vietnam, Zambia. Covered Countries were identified only for CFSI audited facilities.
| VII. | Steps to Improve Due Diligence |
We will continue to communicate our expectations and information requirements to our direct suppliers. We will also continue to monitor changes in circumstances that may impact the facts or our determination. Over time, we anticipate that the amount of information globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional fact and risk assessments where potentially relevant changes in facts or circumstances are identified. New product will be reviewed for conflict minerals conformance during initial qualification. If we become aware of a supplier whose due diligence needs improvement, we intend to continue the trade relationship while that supplier improves its performance. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
| VIII. | Independent Private Sector Audit |
Not required for calendar year 2016.
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